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Keith Gray

Total Wealth Services, LLC

Westlake Village, CA

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Current Employers
Total Wealth Services, Llc

4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-08
  • CA RA
    APPROVED
    Since 2025-09-08

Branch Locations

4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Simi Valley CA 04/2014 08/2025
Total Wealth Services, Llc Westlake Village CA 08/2025 Present
Previous Registrations
  • 2014-04-29 → 2025-09-03
    J.P. Morgan Securities Llc
    South Pasadena, CA
    Simi Valley, CA
    Thousand Oaks, CA
    Moorpark, CA
    Simi Valley, CA
    Thousand Oaks, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Thousand Oaks, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-28
S63 Uniform Securities Agent State Law Examination 2012-04-09
  • S66 Uniform Combined State Law Examination
    2014-04-28
  • S63 Uniform Securities Agent State Law Examination
    2012-04-09
Other Names
  • Keith A Gray
  • Keith Allan Gray

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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