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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-16
  • NY RA
    APPROVED
    Since 2022-09-16

Branch Locations

14 Plaza Drive, Latham, NY 12110 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 06/2005 01/2022
Bank Of America, N.A. Latham NY 04/2018 01/2022
Direct Advisors, Llc Latham NY 02/2022 Present
Global Retirement Partners, Llc San Rafael CA 09/2022 Present
Hub International Inc. Chicago IL 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-23
S63 Uniform Securities Agent State Law Examination 2014-06-09
  • S65 Uniform Investment Adviser Law Examination
    2017-05-23
  • S63 Uniform Securities Agent State Law Examination
    2014-06-09
Other Names
  • Erin Denae Marques
  • Erin Denae Cominole

View on SEC IAPD

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