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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-07-31
  • GA RA
    APPROVED
    Since 2012-07-31

Branch Locations

2859 Paces Ferry Rd Se Ste 1200, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2012 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 03/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 03/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2012 → Present
    Atlanta, GA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TRAINING COACHING, NORTHWESTERN MUTUAL, BUSINESS RELATED COACHING, START DATE: 11/4/2016, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LANGUAGE COACHING, ACTIVITY COACHING, ORGANIZATIONAL PROCESS WITHIN NETWORK OFFICE ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-20
  • S66 Uniform Combined State Law Examination
    2012-07-20

View on SEC IAPD

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