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Current Employers
Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-04-03
TX RA APPROVED 2025-03-28
  • SC RA
    APPROVED
    Since 2025-04-03
  • TX RA
    APPROVED
    Since 2025-03-28

Branch Locations

Spring, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 07/2012 03/2025
Scf Investment Advisors, Inc Fresno CA 07/2012 03/2025
Aurora Securities Inc. Spring TX 03/2025 Present
  • 07/2012 → 03/2025
    Scf Securities, Inc.
    Fresno, CA
  • 07/2012 → 03/2025
    Scf Investment Advisors, Inc
    Fresno, CA
  • 03/2025 → Present
    Aurora Securities Inc.
    Spring, TX
Previous Registrations
  • 2012-07-13 → 2025-03-27
    Scf Investment Advisors, Inc.
    Fresno, CA
    Houston, TX
    San Diego, CA
    Atlanta, GA
    Houston, TX
    Atlanta, GA
    Dunwoody, GA
    Houston, TX
  • 2011-05-03 → 2012-07-13
    Brokersxpress Llc
    Dalton, GA
    Boca Raton, FL
    Dalton, GA
  • 2004-02-04 → 2011-05-13
    Dalton, GA
    Blue Ridge, GA
Other Businesses

Aurora Securities Inc. - Investment Related - Registered Rep; Start Date March 2025; Secure Asset Management - Investment Related - Investment Advisor Rep Start Date; March 2025; Secure Investors Group - Investment Related - Fixed Insurance; March 2025 Start Date. Each of these activities are conducted in Spring, TX 77839. Michael Fortner Wealth Services - DBA; Owner, Start Date August 2003; Approx. 10 hours Hours/Month during trading hours; Trustee/Executor - Non-Investment Related - 1538 Prestwick Lane, Dunwoody GA 30338 - Trust Related Services -Trustee of Estate While Living & Executor Of Estate Upon Death - 5 Hours Monthly, 1 During Trading Hours - Start 04/2021.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-26
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S65 Uniform Investment Adviser Law Examination
    2004-01-26
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12
Designations
Other Names
  • Mike Fortner

View on SEC IAPD

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