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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-11
UT RA APPROVED 2025-11-12
PA RA APPROVED 2025-09-19
CA RA APPROVED 2025-06-09
AZ RA APPROVED 2024-04-04
NC RA APPROVED 2024-04-01
FL RA APPROVED 2024-03-26
CT RA APPROVED 2024-03-25
ME RA APPROVED 2024-03-25
NH RA APPROVED 2024-03-25
OH RA APPROVED 2024-03-25
RI RA APPROVED 2024-03-25
TX RA APPROVED 2024-03-25
  • NY RA
    APPROVED
    Since 2026-05-11
  • UT RA
    APPROVED
    Since 2025-11-12
  • PA RA
    APPROVED
    Since 2025-09-19
  • CA RA
    APPROVED
    Since 2025-06-09
  • AZ RA
    APPROVED
    Since 2024-04-04
  • NC RA
    APPROVED
    Since 2024-04-01
  • FL RA
    APPROVED
    Since 2024-03-26
  • CT RA
    APPROVED
    Since 2024-03-25
  • ME RA
    APPROVED
    Since 2024-03-25
  • NH RA
    APPROVED
    Since 2024-03-25
  • OH RA
    APPROVED
    Since 2024-03-25
  • RI RA
    APPROVED
    Since 2024-03-25
  • TX RA
    APPROVED
    Since 2024-03-25

Branch Locations

209 N. Main Street Ms: Ma-385, Andover, MA 01810 • United States

One Trafalgar Square Mailstop: Nh483, Nashua, NH 03063 • United States

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 11/2013 03/2024
Santander Securities, Llc Dorchester MA 02/2016 11/2022
Santander Securities, Llc Dorchester MA 11/2022 03/2024
Citizens Securities Inc., Nashua NH 03/2024 Present
Previous Registrations
  • 2014-01-08 → 2024-03-25
    Plymouth, MA
    Chelmsford, MA
    Wakefield, MA
    Lowell, MA
    Nashua, NH
    Worcester, MA
    Framingham, MA
    Cambridge, MA
    Lowell, MA
    Nashua, NH
    Cambridge, MA
    Lowell, MA
    Lexington, MA
    Gardner, MA
    Leominster, MA
    Ayer, MA
    Fitchburg, MA
    Westford, MA
    Bedford, MA
    Boston, MA
    Billerica, MA
    Nashua, NH
    Nashua, NH
    Hollis, NH
    Nashua, NH
    Dracut, MA
    Lowell, MA
    Nashua, NH
    Lowell, MA
    Lowell, MA
    Nashua, NH
  • 2012-06-08 → 2013-02-07
    Portsmouth, NH
Other Businesses

Notary Public POA for Brother: Rida Kassem. Date of Initial Involvement: 10/25/2024 Approx amount of time/month: 1 hour Zero compensation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-07
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S65 Uniform Investment Adviser Law Examination
    2012-06-07
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Designations
Other Names
  • Rudy Kassem

View on SEC IAPD

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