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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 09/2014 | Present |
| Bank Of America, Na | Providence | RI | 09/2014 | Present |
I* 1779275For profit or not for profit: Entity For Profit,Entity Publicly TradedName of outside business organization: TG Therapeutics, Inc.Investment related: noAddress of business: New York, NY, 10014Nature of business: CorporationPosition, title, association: Consultant/Independent ContractorStart date of relationship: 04/08/2024Number of hours devoted: 4 monthly Number of hours devoted during trading hours: 0Duties: an independent contractor, to provide certain consulting and advisory services to the Company. I*2956274, Entity Type: Entity Charitable, Name of OBA: National MS Society - Connecticut & Rhode Island Chapter, Address: Rocky Hill, Connecticut, 06067, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/15/2025, No Hours: 120 Yearly, No Hours during Trading: 0 Yearly, Duties: Board member, Board member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-15 |
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