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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-30 |
Branch Locations
1634 W State Highway 46, New Braunfels, TX 78132 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Kissimmee | FL | 02/2011 | 03/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2023 | 05/2023 |
| Northwestern Mutual Investment Services Llc | San Marcos | TX | 04/2023 | 05/2023 |
| Wells Fargo Clearing Services Llc | Kissimmee | FL | 02/2011 | 03/2023 |
| Jpmorgan Chase Bank, N.A. | San Marcos | TX | 05/2023 | 06/2025 |
| J.P. Morgan Securities Llc | San Marcos | TX | 05/2023 | 06/2025 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 06/2025 | Present |
| Wells Fargo Bank, Na | San Antonio | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-17 |
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