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Conglong Yu

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-15
  • CA RA
    APPROVED
    Since 2023-11-15

Branch Locations

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

557 Castro St, San Francisco, CA 94114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Francisco CA 09/2008 Present
Wells Fargo Advisors, Llc San Francisco CA 02/2012 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
  • 09/2008 → Present
    Wells Fargo Bank, N.A.
    San Francisco, CA
  • 02/2012 → 11/2016
    Wells Fargo Advisors, Llc
    San Francisco, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 10% OWNERSHIP, START 11/1/2016, ZERO HOURS PER MONTH, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-14
S63 Uniform Securities Agent State Law Examination 2012-04-17
  • S65 Uniform Investment Adviser Law Examination
    2023-11-14
  • S63 Uniform Securities Agent State Law Examination
    2012-04-17

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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