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Matthew Thomas Mccarthy

Alliancebernstein L.P.

Chicago, IL

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-10
DC RA APPROVED 2022-08-01
FL RA APPROVED 2018-08-23
IL RA APPROVED 2017-09-22
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • DC RA
    APPROVED
    Since 2022-08-01
  • FL RA
    APPROVED
    Since 2018-08-23
  • IL RA
    APPROVED
    Since 2017-09-22

Branch Locations

227 West Monroe Avenue Suite 5900, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Chicago IL 02/2012 Present
  • 02/2012 → Present
    Sanford C. Bernstein & Co., Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-21
S63 Uniform Securities Agent State Law Examination 2012-05-15
  • S65 Uniform Investment Adviser Law Examination
    2017-09-21
  • S63 Uniform Securities Agent State Law Examination
    2012-05-15

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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