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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-15 |
| HI | RA | APPROVED | 2022-03-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 02/2015 | 07/2017 |
| Adviceperiod, Llc | Los Angeles | CA | 07/2017 | 03/2022 |
| Mariner Wealth Advisors | Ookala | HI | 03/2022 | Present |
1) RENTAL PROPERTY, 36-2687 HAWAII BELT ROAD, OOKALA, HI 96774; INVESTMENT RELATED; LANDLORD; NOT DUTIES AS A PROPERTY MANAGER HANDLES RENTING PROPERTY; 0 HRS/MONTH, 0 SECURITIES HRS; START DATE: 4/2020. 2) REAL ESTATE AGENT LICENSE, STATE OF CALIFORNIA; INVESTMENT RELATED; REAL ESTATE AGENT; ONLY USED FOR PERSONAL AND FAMILIAL TRANSACTIONS; 0 HRS/MONTH, 0 SECURITIES HRS; START DATE 9/2018. 3) Rental Property, Honolulu, HI; Investment-related; Real estate; Owner/Landlord; Start Date: 03/21/2025; 0 hrs/mo, 0 hrs/mo during securities trading. 4) Joy Oh, Investment related, Ookala, HI, Real Estate, Property Owner, 10/23/23, 2, 0, Rental income
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-26 |
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