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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-02-07 |
Branch Locations
867 Turnpike Street Suite 216, North Andover, MA 01845 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Constant Advisor | Lowell | MA | 06/2015 | 10/2016 |
| Lpl Financial Llc | Danvers | MA | 01/2017 | Present |
| Flagship Harbor Advisors, Llc | North Andover | MA | 02/2020 | Present |
1)1/3/17- BAY FINANCIAL ASSOCIATES, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 12/1/16- 100% 2)1/3/17- Non-Variable Insurance- Inv. Related- Lincoln, MA - Start date 12/1/16- 5% 3)1/3/17- AUTHOR - Inv. Related- Lincoln, MA- start date 10/1/2012- 1% 4) 9/16/2018 - Michaud Insurance Agency - Investment Related - At Reported Business Location(s) - Property and Casualty - Start Date: 03/01/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 5) 10/29/2019 - NEW WEALTH FINANCIAL, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/31/2016 - 0 Hours Per Month. 6) 2/6/2020 - Northern Peak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/10/2020 - 40 Hours Per Month During Securities Trading. 7) 3/9/2020 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 02/03/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Flagship Harbor Advisors LLC, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 04/11/2025 - US Army Reserve - Not Investment Related - Other - US Army Reserve - Fort Devens, MA - Start Date:04/01/2025 - 16 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-04 |
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