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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-02-07
  • MA RA
    APPROVED
    Since 2020-02-07

Branch Locations

867 Turnpike Street Suite 216, North Andover, MA 01845 • United States

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Constant Advisor Lowell MA 06/2015 10/2016
Lpl Financial Llc Danvers MA 01/2017 Present
Flagship Harbor Advisors, Llc North Andover MA 02/2020 Present
Previous Registrations
Other Businesses

1)1/3/17- BAY FINANCIAL ASSOCIATES, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 12/1/16- 100% 2)1/3/17- Non-Variable Insurance- Inv. Related- Lincoln, MA - Start date 12/1/16- 5% 3)1/3/17- AUTHOR - Inv. Related- Lincoln, MA- start date 10/1/2012- 1% 4) 9/16/2018 - Michaud Insurance Agency - Investment Related - At Reported Business Location(s) - Property and Casualty - Start Date: 03/01/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 5) 10/29/2019 - NEW WEALTH FINANCIAL, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/31/2016 - 0 Hours Per Month. 6) 2/6/2020 - Northern Peak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/10/2020 - 40 Hours Per Month During Securities Trading. 7) 3/9/2020 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 02/03/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Flagship Harbor Advisors LLC, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 04/11/2025 - US Army Reserve - Not Investment Related - Other - US Army Reserve - Fort Devens, MA - Start Date:04/01/2025 - 16 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-22
S63 Uniform Securities Agent State Law Examination 2012-05-04
  • S65 Uniform Investment Adviser Law Examination
    2013-01-22
  • S63 Uniform Securities Agent State Law Examination
    2012-05-04
Designations

View on SEC IAPD

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