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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 08/2015 | 12/2018 |
| Questar Asset Management | Minneapolis | MN | 09/2015 | 12/2018 |
| Summit Brokerage Services Inc | Boca Raton | FL | 12/2018 | 09/2019 |
| Summit Financial Group Inc | Boca Raton | FL | 12/2018 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | 07/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | 07/2025 |
| Lpl Financial Llc | Sarasota | FL | 07/2025 | Present |
1)05/16/2022 - EASTMAN FINANCIAL SERVICES LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)06/10/2025 - Notary - State of ME- Inv Rel - Start: 08/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-25 |
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