Christopher Glen Smoak

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-18
TX	RA	APPROVED_RES	2024-11-14

FL RA
APPROVED

Since 2024-11-18
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

12425 28Th St. N. Suite 300, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Tampa	FL	02/2012	Present
Pruco Securities, Llc.	Tampa	FL	02/2012	11/2024
Lpl Enterprise, Llc	Tampa	FL	11/2024	Present

02/2012 → Present

Prudential Insurance Company Of America

Tampa, FL
02/2012 → 11/2024

Pruco Securities, Llc.

Tampa, FL
11/2024 → Present

Lpl Enterprise, Llc

Tampa, FL

Previous Registrations

2013-10-18 → 2024-11-14

Pruco Securities, Llc.

Tampa, FL

Fort Myers, FL

Other Businesses

1) 10/31/2025-Christopher Smoak-PERSONAL LINES AGENT-Property and Casualty-Inv related-At St Petersburg, FL-Start date 11/07/2025-3hrs/mth-1hrs/mth during trading 2) 06/08/2026-Clearpath Wealth Advisors-Managing Member-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/04/2026-40hrs/mth-40hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-04
S63	Uniform Securities Agent State Law Examination	2013-02-09

S65 Uniform Investment Adviser Law Examination

2013-10-04
S63 Uniform Securities Agent State Law Examination

2013-02-09

Other Names

Christopher Smoak

View on SEC IAPD