Douglas Frew

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-09-18
TX	RA	APPROVED	2024-09-17

NJ RA
APPROVED

Since 2024-09-18
TX RA
APPROVED

Since 2024-09-17

Branch Locations

101 Crawfords Corner Rd Ste 1120, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Red Bank	NJ	06/2016	09/2024
Lpl Financial Llc	Holmdel	NJ	09/2024	Present

06/2016 → 09/2024

Ubs Financial Services

Red Bank, NJ
09/2024 → Present

Lpl Financial Llc

Holmdel, NJ

Previous Registrations

2014-06-20 → 2024-09-26

Ubs Financial Services Inc.

Red Bank, NJ

Hazlet, NJ
2012-09-28 → 2014-03-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

Other Businesses

1 - 09/03/2024 - BroadFront Capital Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 2 - 11/05/2024 - Frew Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/17/2024 - 160 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-27
S63	Uniform Securities Agent State Law Examination	2012-03-26

S66 Uniform Combined State Law Examination

2012-09-27
S63 Uniform Securities Agent State Law Examination

2012-03-26

Other Names

Doug Frew
Douglas Frew
Douglas J Frew
Douglas J Frew

View on SEC IAPD