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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| CT | RA | APPROVED | 2025-06-05 |
| NY | RA | APPROVED | 2025-06-05 |
Branch Locations
140 E. Ridgewood Ave Suite 415 South Tower, Paramus, NJ 07652 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sw Financial | Farmingdale | NY | 09/2016 | 12/2017 |
| Corinthian Partners, L.L.C. | New York | NY | 10/2013 | 09/2016 |
| Western International Securities, Inc. | Paramus | NJ | 02/2018 | 06/2025 |
| Lpl Financial Llc | Paramus | NJ | 06/2025 | Present |
1) 06/2025 - Republic Financial Consulting - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2013 - 160 hours per month/ 150 hours during trading 2) 11/17/2025 - Self-Employed - Other - Independent Contracting/Personal Services - Not Investment Related - North Bergen, NJ - Start Date 06/01/2025 - 20 hours per month/ 5 hours during trading 3) 11/17/2025 - Republic Financial Consulting - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/09/2013 - 160 hours per month/ 150 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-25 |
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