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Steve Landefeld

Rbc Rochdale, LLC

Chicago, IL

New York, NY

Wilmette, IL

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-13
IL RA APPROVED 2018-10-03
  • TX RA
    APPROVED_RES
    Since 2025-02-13
  • IL RA
    APPROVED
    Since 2018-10-03

Branch Locations

225 W. Washington Street, Chicago, IL 60606 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Wilmette, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak6 Investments Lp Chicago IL 02/2012 05/2017
Unemployed Chicago IL 06/2017 12/2017
Ameriprise Financial Services, Inc Chicago IL 01/2018 10/2018
City National Rochdale Chicago IL 10/2018 Present
  • 02/2012 → 05/2017
    Peak6 Investments Lp
    Chicago, IL
  • 06/2017 → 12/2017
    Unemployed
    Chicago, IL
  • 01/2018 → 10/2018
    Ameriprise Financial Services, Inc
    Chicago, IL
  • 10/2018 → Present
    City National Rochdale
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-24
  • S66 Uniform Combined State Law Examination
    2018-04-24
Other Names
  • Stephen Albright Landefeld
  • Steve Landefeld
  • Stephen Landefeld

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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