Bernadette Marie Law

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-10-28

PA RA
APPROVED

Since 2022-10-28

Branch Locations

Butler, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Arlington	VA	07/2014	03/2017
E*Trade Capital Management Llc	Arlington	VA	07/2014	03/2017
E*Trade Securities Llc	Arlington	VA	09/2016	03/2018
E*Trade Securities Llc	Arlington	VA	03/2017	03/2018
E*Trade Capital Management Llc	Arlington	VA	03/2017	03/2018
Ef Legacy Securities, Llc	Henrico	VA	03/2018	10/2019
Edelman Financial Services, Llc	Fairfax	VA	03/2018	11/2018
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2018	Present

07/2014 → 03/2017

E*Trade Securities Llc

Arlington, VA
07/2014 → 03/2017

E*Trade Capital Management Llc

Arlington, VA
09/2016 → 03/2018

E*Trade Securities Llc

Arlington, VA
03/2017 → 03/2018

E*Trade Securities Llc

Arlington, VA
03/2017 → 03/2018

E*Trade Capital Management Llc

Arlington, VA
03/2018 → 10/2019

Ef Legacy Securities, Llc

Henrico, VA
03/2018 → 11/2018

Edelman Financial Services, Llc

Fairfax, VA
11/2018 → Present

Financial Engines Advisors L.L.C.

Sunnyvale, CA

Previous Registrations

2018-03-20 → 2018-11-01

Edelman Financial Services, Llc

Fairfax, VA
2014-07-17 → 2018-03-30

Harrisdirect Llc

Arlington, VA

Arlington, VA
2010-09-20 → 2014-05-01

Bpu Investment Management Inc.

Pittsburgh, PA

Pittsburgh, PA
2010-08-17 → 2010-09-21

Wells Fargo Clearing Services, Llc

Pittsburgh, PA

Other Businesses

(1) Bernadette Law dba Berna Little Shimmy INVESTEMENT-RELATED: No ADDRESS: Butler PA 16002; NATURE: Dance Education POSITION: Sole Proprietor START DATE: 09/01/2006 NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 DESCRIPTION: Provide dance education and performances.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-29

S66 Uniform Combined State Law Examination

2000-08-29

Other Names

Bernadette Marie Vargo
Bernadette Marie Vargo

View on SEC IAPD