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Nicholas J. Thompson

Chicago Wealth Management, Inc.

Chicago, IL

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Current Employers
Chicago Wealth Management, Inc.

Two North Riverside Plaza Suite 1620, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-03
IL RA APPROVED 2012-05-22
  • TX RA
    APPROVED_RES
    Since 2022-11-03
  • IL RA
    APPROVED
    Since 2012-05-22

Branch Locations

2 North Riverside Plaza Suite 1620, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Wealth Management, Inc. Chicago IL 07/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-21
  • S65 Uniform Investment Adviser Law Examination
    2012-05-21

View on SEC IAPD

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