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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-11
  • WI RA
    APPROVED
    Since 2024-11-11

Branch Locations

111 E Kilbourn Ave Fl 24 [Support Center], Milwaukee, WI 53202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sheboygan WI 09/2013 11/2016
Wells Fargo Clearing Services, Llc Sheboygan WI 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, ARLINGTON HEIGHT, IL, START: 9/17/2021, 1 HR/MONTH, 1 HR DURING TRADING. | TRUSTEE FOR MOTHER'S TRUST; INVESTMENT RELATED; EAU CLAIRE, WI; TRUSTEE; 01/2025; 1 HOUR A MONTH; NO HOURS DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-02
  • S66 Uniform Combined State Law Examination
    2015-01-02
Other Names
  • Sarah L Boettcher
  • Sarah L Daniels

View on SEC IAPD

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