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Benjamin James Smith

Guidance Point Advisors, LLC

Wellesley, MA

Bangor, ME

Guidance Point Retirement Services, LLC

Portland, ME

Bangor, ME

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Current Employers
Guidance Point Advisors, Llc

Wellesley, MA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-02
ME RA APPROVED 2012-05-25
  • TX RA
    APPROVED
    Since 2016-11-02
  • ME RA
    APPROVED
    Since 2012-05-25

Branch Locations

Wellesley, MA • United States

108 State Street, Bangor, ME 04401 • United States

Guidance Point Retirement Services, Llc

136 Commercial Street Suite 301, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2012-04-04
  • ME RA
    APPROVED
    Since 2012-04-04

Branch Locations

136 Commercial Street Suite 301, Portland, ME 04101 • United States

108 State Street, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guidance Point Retirement Services, Llc Bangor ME 02/2012 Present
Guidance Point Advisors Bangor ME 04/2012 Present
Designations
Other Names
  • Smith James Benjamin

View on SEC IAPD

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