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Benjamin Wesley Hadaway

Cetera Investment Advisers LLC

Schaumburg, IL

Carrollton, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Carrollton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing Llc Plano TX 04/2017 02/2019
Unemployed Euless TX 06/2016 04/2017
1St Global Capital, Corp. Dallas TX 02/2019 10/2019
1St Global Advisors, Inc Dallas TX 02/2019 10/2019
Avantax Advisory Services Dallas TX 10/2019 09/2025
Avantax Investment Services, Inc. Dallas TX 10/2019 09/2025
Cetera Financial Specialists Llc Schaumburg IL 08/2024 Present
Cetera Advisors Llc Greenwood Village CO 08/2024 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2017 → 02/2019
    Capital One Investing Llc
    Plano, TX
  • 06/2016 → 04/2017
    Unemployed
    Euless, TX
  • 02/2019 → 10/2019
    1St Global Capital, Corp.
    Dallas, TX
  • 02/2019 → 10/2019
    1St Global Advisors, Inc
    Dallas, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Dallas, TX
  • 08/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Irving, TX
    Dallas, TX
    Carrollton, TX
  • 2019-04-01 → 2019-10-25
    1St Global Advisors Inc
    Dallas, TX
  • 2013-01-02 → 2014-12-31
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-01
S63 Uniform Securities Agent State Law Examination 2012-04-23
  • S66 Uniform Combined State Law Examination
    2019-04-01
  • S63 Uniform Securities Agent State Law Examination
    2012-04-23
Other Names
  • Ben Hadaway
  • Benjamin Wesley Hadaway
  • Benjamin Hadaway

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