Deborah K Mccormick

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2021-01-22

IN RA
APPROVED

Since 2021-01-22

Branch Locations

133 N 4Th St, Lafayette, IN 47901 • United States

3944 Mccarty Lane, Lafayette, IN 47905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1St Source Bank	Lafayette	IN	11/2011	Present
Lpl Financial Llc	Lafayette	IN	10/2012	Present

11/2011 → Present

1St Source Bank

Lafayette, IN
10/2012 → Present

Lpl Financial Llc

Lafayette, IN

Other Businesses

1)12/11/2020 - 1ST SOURCE ASSET ADVISORS - DBA for LPL Business (entity for LPL business)- Inv. Related- LAFAYETTE, IN -100% 2) 12/11/2020- 1ST SOURCE BANK - Financial Institution Duty/ Manager/LBE- Inv. Related - LAFAYETTE, IN - start date 11/7/2011- 160hrs/mth 3) 12/11/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - OTHER-NOTARY SERVICES - Notary - Started 05/01/2012 - 1 Hour Per Month - Time Spent 2% - NOTARY PUBLIC OF INDIANA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-01-21
S63	Uniform Securities Agent State Law Examination	2000-07-11

S65 Uniform Investment Adviser Law Examination

2021-01-21
S63 Uniform Securities Agent State Law Examination

2000-07-11

Other Names

Deborah K K Gaunt
Deborah K Cruz

View on SEC IAPD