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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-10-19 |
Branch Locations
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Pleasanton, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Investment Financial Services, Llc | Radnor | PA | 12/2012 | 08/2017 |
| Hartford Funds Management Company, Inc. | Radnor | PA | 06/2014 | 08/2017 |
| Eqis Capital Management, Inc. | San Rafael | CA | 02/2019 | 07/2019 |
| Unemployed | San Francisco | CA | 09/2017 | 01/2019 |
| Eqis Capital Management, Inc. | San Rafael | CA | 07/2019 | 09/2022 |
| Virtus Investment Partners | Santa Clara | CA | 10/2022 | Present |
| Vp Distributors Llc | Santa Clara | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-05-12 |
| S66 | Uniform Combined State Law Examination | 2012-06-17 |
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