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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-01 |
| FL | RA | APPROVED | 2018-08-02 |
Branch Locations
7970 Cooper Creek Blvd., Bradenton, FL 34201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Choice Financial Services | Greensboro | GA | 02/2009 | 09/2017 |
| Ccf Investments | Greensboro | GA | 02/2009 | 06/2017 |
| Ameritas Investment Corp | Lincoln | NE | 06/2017 | 09/2017 |
| Manatee River Financial Group | Sarasota | FL | 08/2016 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2018 | Present |
1) SmartPro Financial, DBA, 6710 PROFESSIONAL PARKWAY WEST STE 305, Sarasota, FL 34240. 9/2017. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-10/MO-0/TRADING. 2) Manatee River Financial Group- Old DBA- 5218 Paylor LN Sarasota, FL 34240. 8/1/2017. not investment related. 1/monthly, 0/trading 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. RAMSEY SOLUTIONS, 1749 MALLORY LN, BRENTWOOD, TN, 08/2018. MEMBER OF SMARTVESTOR COUNCIL. NIR-8/YR-0/TRADING. 5. SMARTPRO FINANCIAL LLC, 6710 PROFESSIONAL PARKWAY W STE 305, LAKEWOOD RANCH, FL, 09/2017. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-1/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-21 |
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