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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-01
FL RA APPROVED 2018-08-02
  • TX RA
    APPROVED
    Since 2019-02-01
  • FL RA
    APPROVED
    Since 2018-08-02

Branch Locations

7970 Cooper Creek Blvd., Bradenton, FL 34201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Choice Financial Services Greensboro GA 02/2009 09/2017
Ccf Investments Greensboro GA 02/2009 06/2017
Ameritas Investment Corp Lincoln NE 06/2017 09/2017
Manatee River Financial Group Sarasota FL 08/2016 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2017 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2018 Present
  • 02/2009 → 09/2017
    Capital Choice Financial Services
    Greensboro, GA
  • 02/2009 → 06/2017
    Ccf Investments
    Greensboro, GA
  • 06/2017 → 09/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 08/2016 → Present
    Manatee River Financial Group
    Sarasota, FL
  • 09/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2018 → Present
    Fairfield, IA
Other Businesses

1) SmartPro Financial, DBA, 6710 PROFESSIONAL PARKWAY WEST STE 305, Sarasota, FL 34240. 9/2017. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-10/MO-0/TRADING. 2) Manatee River Financial Group- Old DBA- 5218 Paylor LN Sarasota, FL 34240. 8/1/2017. not investment related. 1/monthly, 0/trading 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. RAMSEY SOLUTIONS, 1749 MALLORY LN, BRENTWOOD, TN, 08/2018. MEMBER OF SMARTVESTOR COUNCIL. NIR-8/YR-0/TRADING. 5. SMARTPRO FINANCIAL LLC, 6710 PROFESSIONAL PARKWAY W STE 305, LAKEWOOD RANCH, FL, 09/2017. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-1/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-14
S63 Uniform Securities Agent State Law Examination 2014-04-21
  • S65 Uniform Investment Adviser Law Examination
    2018-07-14
  • S63 Uniform Securities Agent State Law Examination
    2014-04-21
Other Names
  • Rick Godfrey

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