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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-12-15
ME RA APPROVED 2025-10-14
DE RA APPROVED 2025-09-10
WI RA APPROVED 2025-04-22
MT RA APPROVED 2025-01-09
NH RA APPROVED 2024-01-05
KY RA APPROVED 2023-06-08
MS RA APPROVED 2023-03-01
MN RA APPROVED 2022-05-25
NV RA APPROVED 2021-04-23
NY RA APPROVED 2021-04-16
KS RA APPROVED 2021-03-16
RI RA APPROVED 2021-01-26
WA RA APPROVED 2021-01-13
MI RA APPROVED 2020-12-01
SC RA APPROVED 2020-10-16
GA RA APPROVED 2020-10-09
CO RA APPROVED 2020-07-10
LA RA APPROVED 2020-02-20
UT RA APPROVED 2019-11-15
PA RA APPROVED 2019-04-26
AZ RA APPROVED 2018-11-30
NC RA APPROVED 2018-10-10
ND RA APPROVED 2018-10-09
TX RA APPROVED_RES 2018-08-08
MA RA APPROVED 2018-01-23
OH RA APPROVED 2017-07-13
VA RA APPROVED 2016-05-02
MD RA APPROVED 2016-03-07
DC RA APPROVED 2015-11-02
CA RA APPROVED 2015-05-21
FL RA APPROVED 2015-02-16
NJ RA APPROVED 2014-11-19
CT RA APPROVED 2014-11-18
IL RA APPROVED 2014-11-18
  • VT RA
    APPROVED
    Since 2025-12-15
  • ME RA
    APPROVED
    Since 2025-10-14
  • DE RA
    APPROVED
    Since 2025-09-10
  • WI RA
    APPROVED
    Since 2025-04-22
  • MT RA
    APPROVED
    Since 2025-01-09
  • NH RA
    APPROVED
    Since 2024-01-05
  • KY RA
    APPROVED
    Since 2023-06-08
  • MS RA
    APPROVED
    Since 2023-03-01
  • MN RA
    APPROVED
    Since 2022-05-25
  • NV RA
    APPROVED
    Since 2021-04-23
  • NY RA
    APPROVED
    Since 2021-04-16
  • KS RA
    APPROVED
    Since 2021-03-16
  • RI RA
    APPROVED
    Since 2021-01-26
  • WA RA
    APPROVED
    Since 2021-01-13
  • MI RA
    APPROVED
    Since 2020-12-01
  • SC RA
    APPROVED
    Since 2020-10-16
  • GA RA
    APPROVED
    Since 2020-10-09
  • CO RA
    APPROVED
    Since 2020-07-10
  • LA RA
    APPROVED
    Since 2020-02-20
  • UT RA
    APPROVED
    Since 2019-11-15
  • PA RA
    APPROVED
    Since 2019-04-26
  • AZ RA
    APPROVED
    Since 2018-11-30
  • NC RA
    APPROVED
    Since 2018-10-10
  • ND RA
    APPROVED
    Since 2018-10-09
  • TX RA
    APPROVED_RES
    Since 2018-08-08
  • MA RA
    APPROVED
    Since 2018-01-23
  • OH RA
    APPROVED
    Since 2017-07-13
  • VA RA
    APPROVED
    Since 2016-05-02
  • MD RA
    APPROVED
    Since 2016-03-07
  • DC RA
    APPROVED
    Since 2015-11-02
  • CA RA
    APPROVED
    Since 2015-05-21
  • FL RA
    APPROVED
    Since 2015-02-16
  • NJ RA
    APPROVED
    Since 2014-11-19
  • CT RA
    APPROVED
    Since 2014-11-18
  • IL RA
    APPROVED
    Since 2014-11-18

Branch Locations

468 Post Road East Suite C, Westport, CT 06880 • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Rye Brook NY 09/2014 06/2024
Park Avenue Securities Llc Rye Brook NY 10/2014 06/2024
Guardian Life Insurance Company New York NY 06/2024 Present
Park Avenue Securities New York NY 06/2024 Present
Guardian Life Insurance Company Westport CT 08/2025 Present
Park Avenue Securities Westport CT 08/2025 Present
  • 09/2014 → 06/2024
    Guardian Life Insurance Co
    Rye Brook, NY
  • 10/2014 → 06/2024
    Rye Brook, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    New York, NY
  • 06/2024 → Present
    Park Avenue Securities
    New York, NY
  • 08/2025 → Present
    Guardian Life Insurance Company
    Westport, CT
  • 08/2025 → Present
    Park Avenue Securities
    Westport, CT
Previous Registrations
Other Businesses

1. Outside Insurance Business Licensed through Crump with various insurance companies to be able to place outside insurance business for clients and prospective clients. Start: 10/16/2014 Address: 3 Farm Glen BLVD Farmington, CT 06032 5 bus hrs per month Investment related 2) P9 Holdings, LLC- LLC that was formed with the intention of purchasing commercial real estate in Westport, CT. Start: 07/08/2020 Address: 325 Romanock Rd, Fairfield, CT 06825 0 total hours per month Investment related More than 10% annual compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-13
  • S66 Uniform Combined State Law Examination
    2012-10-13
Other Names
  • Ben Nichols
  • Ben Lee Nichols
  • Benjamin Lee Nichols

View on SEC IAPD

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