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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-12-15 |
| ME | RA | APPROVED | 2025-10-14 |
| DE | RA | APPROVED | 2025-09-10 |
| WI | RA | APPROVED | 2025-04-22 |
| MT | RA | APPROVED | 2025-01-09 |
| NH | RA | APPROVED | 2024-01-05 |
| KY | RA | APPROVED | 2023-06-08 |
| MS | RA | APPROVED | 2023-03-01 |
| MN | RA | APPROVED | 2022-05-25 |
| NV | RA | APPROVED | 2021-04-23 |
| NY | RA | APPROVED | 2021-04-16 |
| KS | RA | APPROVED | 2021-03-16 |
| RI | RA | APPROVED | 2021-01-26 |
| WA | RA | APPROVED | 2021-01-13 |
| MI | RA | APPROVED | 2020-12-01 |
| SC | RA | APPROVED | 2020-10-16 |
| GA | RA | APPROVED | 2020-10-09 |
| CO | RA | APPROVED | 2020-07-10 |
| LA | RA | APPROVED | 2020-02-20 |
| UT | RA | APPROVED | 2019-11-15 |
| PA | RA | APPROVED | 2019-04-26 |
| AZ | RA | APPROVED | 2018-11-30 |
| NC | RA | APPROVED | 2018-10-10 |
| ND | RA | APPROVED | 2018-10-09 |
| TX | RA | APPROVED_RES | 2018-08-08 |
| MA | RA | APPROVED | 2018-01-23 |
| OH | RA | APPROVED | 2017-07-13 |
| VA | RA | APPROVED | 2016-05-02 |
| MD | RA | APPROVED | 2016-03-07 |
| DC | RA | APPROVED | 2015-11-02 |
| CA | RA | APPROVED | 2015-05-21 |
| FL | RA | APPROVED | 2015-02-16 |
| NJ | RA | APPROVED | 2014-11-19 |
| CT | RA | APPROVED | 2014-11-18 |
| IL | RA | APPROVED | 2014-11-18 |
Branch Locations
468 Post Road East Suite C, Westport, CT 06880 • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Rye Brook | NY | 09/2014 | 06/2024 |
| Park Avenue Securities Llc | Rye Brook | NY | 10/2014 | 06/2024 |
| Guardian Life Insurance Company | New York | NY | 06/2024 | Present |
| Park Avenue Securities | New York | NY | 06/2024 | Present |
| Guardian Life Insurance Company | Westport | CT | 08/2025 | Present |
| Park Avenue Securities | Westport | CT | 08/2025 | Present |
1. Outside Insurance Business Licensed through Crump with various insurance companies to be able to place outside insurance business for clients and prospective clients. Start: 10/16/2014 Address: 3 Farm Glen BLVD Farmington, CT 06032 5 bus hrs per month Investment related 2) P9 Holdings, LLC- LLC that was formed with the intention of purchasing commercial real estate in Westport, CT. Start: 07/08/2020 Address: 325 Romanock Rd, Fairfield, CT 06825 0 total hours per month Investment related More than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-13 |
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