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J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-22
TX	RA	APPROVED_RES	2024-10-22

CA RA
APPROVED

Since 2024-10-22
TX RA
APPROVED_RES

Since 2024-10-22

Branch Locations

222 Pacific Coast Hwy Suite 11W151, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Houlihan Lokey Capital, Inc.	Los Angeles	CA	04/2019	07/2020
The Walt Disney Company	Burbank	CA	07/2011	03/2019
J.P. Morgan Securities Llc	El Segundo	CA	08/2024	Present
Jpmorgan Chase Bank, N.A.	El Segundo	CA	08/2024	Present
D-Box Technologies	Longueuil, Québec		12/2021	08/2024
Genius Brands International	Beverly Hills	CA	12/2021	03/2022
Unemployed	Los Angeles	CA	08/2020	11/2021

04/2019 → 07/2020

Houlihan Lokey Capital, Inc.

Los Angeles, CA
07/2011 → 03/2019

The Walt Disney Company

Burbank, CA
08/2024 → Present

J.P. Morgan Securities Llc

El Segundo, CA
08/2024 → Present

Jpmorgan Chase Bank, N.A.

El Segundo, CA
12/2021 → 08/2024

D-Box Technologies

Longueuil, Québec
12/2021 → 03/2022

Genius Brands International

Beverly Hills, CA
08/2020 → 11/2021

Unemployed

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-16
S63	Uniform Securities Agent State Law Examination	2019-04-29

S66 Uniform Combined State Law Examination

2024-09-16
S63 Uniform Securities Agent State Law Examination

2019-04-29

View on SEC IAPD

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