David Lowell Brown

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-10-14

MN RA
APPROVED

Since 2014-10-14

Branch Locations

3600 American Blvd West Suite 775, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services,Inc	Bloomington	MN	05/2012	Present
Raymond James Financial Services Advisors Inc.	Bloomington	MN	10/2014	Present
King Fish Crow	St. Paul	MN	10/2014	09/2018

05/2012 → Present

Raymond James Financial Services,Inc

Bloomington, MN
10/2014 → Present

Raymond James Financial Services Advisors Inc.

Bloomington, MN
10/2014 → 09/2018

King Fish Crow

St. Paul, MN

Other Businesses

(1)Name of Business: K L Brown & Associates Address: 3600 American Blvd W., Ste. #775, Bloomington, MN, 55431, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing client reporting and client services. Managing online workflow.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-01
S63	Uniform Securities Agent State Law Examination	2014-06-25

S65 Uniform Investment Adviser Law Examination

2014-10-01
S63 Uniform Securities Agent State Law Examination

2014-06-25