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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-13 |
| PA | RA | APPROVED | 2019-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 06/2016 | 09/2019 |
| Lpl Financial Llc | Philadelphia | PA | 09/2019 | Present |
1. 9/6/2019 - Zaidman Investments Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/04/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Started 100%. 2. 1/14/2020 - Goodlife IA LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/27/2019 - 10 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-22 |
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