Joshua David Schultheis

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Piper Jaffray & Co.	Minneapolis	MN	01/2012	01/2020
Piper Jaffray Investment Management Llc	Minneapolis	MN	05/2012	01/2020
Unemployed	Shoreview	MN	01/2020	03/2020
Umb	Kansas City	MO	03/2020	05/2021
Ubs Financial Services Inc	Minneapolis	MN	06/2021	11/2022
Pruco Securities Llc	Saint Louis Park	MN	08/2023	Present
Unemployed	Shoreview	MN	12/2022	07/2023
Prudential Insurance Company Of America	Saint Louis Park	MN	08/2023	Present
Lpl Enterprise, Llc	St. Louis Park	MN	11/2024	Present

01/2012 → 01/2020

Piper Jaffray & Co.

Minneapolis, MN
05/2012 → 01/2020

Piper Jaffray Investment Management Llc

Minneapolis, MN
01/2020 → 03/2020

Unemployed

Shoreview, MN
03/2020 → 05/2021

Umb

Kansas City, MO
06/2021 → 11/2022

Ubs Financial Services Inc

Minneapolis, MN
08/2023 → Present

Pruco Securities Llc

Saint Louis Park, MN
12/2022 → 07/2023

Unemployed

Shoreview, MN
08/2023 → Present

Prudential Insurance Company Of America

Saint Louis Park, MN
11/2024 → Present

Lpl Enterprise, Llc

St. Louis Park, MN

2023-09-29 → 2024-11-14

Pruco Securities, Llc.

St. Louis Park, MN
2021-06-03 → 2022-11-30

Ubs Financial Services Inc.

Minneapolis, MN
2020-03-10 → 2021-05-28

Umb Financial Services, Inc.

Kansas City, MO

Minneapolis, MN
2016-08-05 → 2020-01-21

Piper Sandler & Co.

Minneapolis, MN
2012-05-04 → 2016-08-05

Piper Jaffray Investment Management, Llc

Minneapolis, MN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-01