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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-27 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | St Paul | MN | 10/2022 | 09/2024 |
| Target | St Louis Park | MN | 12/2016 | 02/2018 |
| Comcast | Minntonka | MN | 10/2017 | 08/2020 |
| Unemployed | Hopkins | MN | 08/2015 | 12/2016 |
| Unemployed | Hopkins | MN | 09/2020 | 10/2022 |
| Lpl Enterprise Llc | St Louis Park | MN | 10/2025 | Present |
| Unemployed | Hopkins | MN | 10/2024 | 09/2025 |
1. 10/16/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Hopkins, MN - Start Date 09/17/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/16/2025 - STEVEN SCHMIDT N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Hopkins, MN - Start Date 09/17/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 10/16/2025 - Theta Chi Alumni Housing Corporation - Non-Profit Board Member - NOT INV REL - Minneapolis, MN - Start Date 12/09/2021 - 2 HRS/MO | 0 HRS/MO DURING TRADING 4. 10/16/2025 - The Regulator Society - Non-Profit Board Member - NOT INV REL - Zimmerman, MN - Start Date 10/16/2021 - 10 HRS/MO | 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-10 |
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