Cynthia Diane Cooper

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-15
IL	RA	APPROVED	2015-11-13

TX RA
APPROVED_RES

Since 2019-01-15
IL RA
APPROVED

Since 2015-11-13

Branch Locations

200 S Frontage Rd Suite 110, Burr Ridge, IL 60527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sanders Morris Harris, Inc	Houston	TX	10/2013	Present
Edward Jones	St Louis	MO	08/2015	Present

10/2013 → Present

Sanders Morris Harris, Inc

Houston, TX
08/2015 → Present

Edward Jones

St Louis, MO

Other Businesses

AirBnB Type of business: Real estate Eddyville, KY Start date: 8/26/2021 owner Hours per week: 0 Hours during trading: 0 Renting the house out on AirBnB.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-17
S63	Uniform Securities Agent State Law Examination	2014-03-19

S66 Uniform Combined State Law Examination

2015-09-17
S63 Uniform Securities Agent State Law Examination

2014-03-19

Other Names

Cynthia Allen
Cynthia Diane Allen
Cynthia Diane Tracy

View on SEC IAPD