Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-13
GA RA APPROVED 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-08-13
  • GA RA
    APPROVED
    Since 2024-03-21

Branch Locations

5901 Peachtree Dunwoody Rd C-440, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Atlanta GA 06/2011 10/2017
Mml Investors Services Llc Atlanta GA 05/2012 10/2017
Cetera Advisors Llc Denver CO 10/2017 Present
Atl Global Advisors Dunwoody GA 10/2017 04/2025
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Atl Global Advisors Dunwoody GA 04/2025 Present
  • 06/2011 → 10/2017
    Massmutual Life Insurance Company
    Atlanta, GA
  • 05/2012 → 10/2017
    Atlanta, GA
  • 10/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2017 → 04/2025
    Atl Global Advisors
    Dunwoody, GA
  • 03/2024 → Present
    Schaumburg, IL
  • 04/2025 → Present
    Atl Global Advisors
    Dunwoody, GA
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: PHILANTHROPY FINANCIAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, SECURITIES, ADVISORY SERVICES AND INSURANCE ; (2) NAME OF OTHER BUSINESS: ATL GLOBAL ADVISORS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (4) NAME OF OTHER BUSINESS: CHILDREN'S MUSEUM OF SOUND AND COLOR, LLC INVESTMENT RELATED: NO ; ADDRESS: 2106 JOCKEY HOLLOW DR KENNESAW, GA 30152; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR KEEPING THE BOOKS AND RECORDS OF TRANSACTIONS; (5) NAME OF OTHER BUSINESS: 30A WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICE; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-27
S63 Uniform Securities Agent State Law Examination 2012-09-08
  • S65 Uniform Investment Adviser Law Examination
    2014-10-27
  • S63 Uniform Securities Agent State Law Examination
    2012-09-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor