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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NJ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Clifton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc White Plains NY 04/2014 05/2017
New York Life Insurance Co. White Plains NY 01/2014 05/2017
Hsbc Bank Usa, N.A. New York NY 05/2017 11/2017
Hsbc Securities (Usa) Inc New York NY 05/2017 11/2017
Hsbc Bank Usa, N.A. New York NY 11/2017 06/2018
Hsbc Bank Usa, N.A. New York NY 06/2018 05/2021
Hsbc Securities (Usa) Inc. New York NY 06/2018 05/2021
Wells Fargo Bank, Na Millburn NJ 05/2021 10/2022
Wells Fargo Clearing Services, Llc Millburn NJ 05/2021 10/2022
Fidelity Investments Covington KY 10/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2014 → 05/2017
    Nylife Securities Llc
    White Plains, NY
  • 01/2014 → 05/2017
    New York Life Insurance Co.
    White Plains, NY
  • 05/2017 → 11/2017
    Hsbc Bank Usa, N.A.
    New York, NY
  • 05/2017 → 11/2017
    Hsbc Securities (Usa) Inc
    New York, NY
  • 11/2017 → 06/2018
    Hsbc Bank Usa, N.A.
    New York, NY
  • 06/2018 → 05/2021
    Hsbc Bank Usa, N.A.
    New York, NY
  • 06/2018 → 05/2021
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 05/2021 → 10/2022
    Wells Fargo Bank, Na
    Millburn, NJ
  • 05/2021 → 10/2022
    Millburn, NJ
  • 10/2022 → Present
    Fidelity Investments
    Covington, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-10-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
    Clifton, NJ
  • 2021-09-29 → 2022-10-13
    Short Hills, NJ
    Millburn, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
S63 Uniform Securities Agent State Law Examination 2014-06-18
  • S66 Uniform Combined State Law Examination
    2021-09-28
  • S63 Uniform Securities Agent State Law Examination
    2014-06-18
Other Names
  • Susan Chow

View on SEC IAPD

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