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Richard J Cline

Td Private Client Wealth LLC

New York, NY

New York, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-06
FL RA APPROVED 2025-04-08
CA RA APPROVED 2025-01-06
NJ RA APPROVED 2025-01-06
SC RA APPROVED 2025-01-06
CT RA APPROVED 2023-07-10
AZ RA APPROVED 2023-06-29
GA RA APPROVED 2023-06-20
PA RA APPROVED 2023-06-16
MO RA APPROVED 2023-06-15
NC RA APPROVED 2023-06-15
NY RA APPROVED 2023-06-08
  • IL RA
    APPROVED
    Since 2026-02-06
  • FL RA
    APPROVED
    Since 2025-04-08
  • CA RA
    APPROVED
    Since 2025-01-06
  • NJ RA
    APPROVED
    Since 2025-01-06
  • SC RA
    APPROVED
    Since 2025-01-06
  • CT RA
    APPROVED
    Since 2023-07-10
  • AZ RA
    APPROVED
    Since 2023-06-29
  • GA RA
    APPROVED
    Since 2023-06-20
  • PA RA
    APPROVED
    Since 2023-06-16
  • MO RA
    APPROVED
    Since 2023-06-15
  • NC RA
    APPROVED
    Since 2023-06-15
  • NY RA
    APPROVED
    Since 2023-06-08

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

880 3Rd Ave, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Amercia, N.A. Jersey City NJ 04/2015 08/2019
Merrill Lynch, Pierce, Fenner & Smith Jersey City NJ 04/2015 08/2019
Bank Of America, N.A.MErrill Lynch Red Bank NJ 05/2015 09/2019
Offshore Bbq Point Pleasant Beach NJ 09/2019 01/2023
Unemployed New York NY 01/2023 04/2023
Td Bank N.A. New York NY 04/2023 Present
  • 04/2015 → 08/2019
    Bank Of Amercia, N.A.
    Jersey City, NJ
  • 04/2015 → 08/2019
    Merrill Lynch, Pierce, Fenner & Smith
    Jersey City, NJ
  • 05/2015 → 09/2019
    Bank Of America, N.A.MErrill Lynch
    Red Bank, NJ
  • 09/2019 → 01/2023
    Offshore Bbq
    Point Pleasant Beach, NJ
  • 01/2023 → 04/2023
    Unemployed
    New York, NY
  • 04/2023 → Present
    Td Bank N.A.
    New York, NY
Previous Registrations
  • 2015-05-07 → 2019-09-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bayonne, NJ
    Jersey City, NJ
    Iselin, NJ
    Jersey City, NJ
    Jersey City, NJ
    Lincroft, NJ
    Lincroft, NJ
    Lincroft, NJ
    Wall Township, NJ
    Shrewsbury, NJ
    Shrewsbury, NJ
    Red Bank, NJ
    Lincroft, NJ
    Middletown, NJ
    Wall Township, NJ
  • 2014-10-20 → 2015-03-18
    Wells Fargo Clearing Services, Llc
    Norfolk, VA
    Norfolk, VA
    Mountain Lakes, NJ
    New York, NY
    New York, NY
    Belford, NJ
    Oakhurst, NJ
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-04
S65 Uniform Investment Adviser Law Examination 2023-06-08
S66 Uniform Combined State Law Examination 2014-10-17
  • S63 Uniform Securities Agent State Law Examination
    2025-04-04
  • S65 Uniform Investment Adviser Law Examination
    2023-06-08
  • S66 Uniform Combined State Law Examination
    2014-10-17
Other Names
  • Richard Joseph Cline
  • Richard Joseph Cline
  • Richard Joseph Cline
  • Richard J Cline
  • Richard Cline

View on SEC IAPD

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