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Khirstine Lumban Lesser

Mma Securities LLC

San Francisco, CA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-08
  • CA RA
    APPROVED
    Since 2025-05-08

Branch Locations

50 California Street, Suite 3050, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 10/2014 02/2018
Pensionmark Financial Group, Llc Santa Barbara CA 07/2018 09/2023
Newfront Retirement Services, Inc. San Francisco CA 09/2023 09/2024
Abd Insurance And Financial Services, Inc. San Mateo CA 09/2023 09/2024
Sequoia Consulting Group San Mateo CA 01/2018 09/2023
Mma Securities Llc San Francisco CA 04/2025 Present
Marsh Mclennan Agency San Francisco CA 04/2025 Present
Unemployed San Francisco CA 09/2024 04/2025
  • 10/2014 → 02/2018
    San Mateo, CA
  • 07/2018 → 09/2023
    Pensionmark Financial Group, Llc
    Santa Barbara, CA
  • 09/2023 → 09/2024
    San Francisco, CA
  • 09/2023 → 09/2024
    Abd Insurance And Financial Services, Inc.
    San Mateo, CA
  • 01/2018 → 09/2023
    Sequoia Consulting Group
    San Mateo, CA
  • 04/2025 → Present
    San Francisco, CA
  • 04/2025 → Present
    Marsh Mclennan Agency
    San Francisco, CA
  • 09/2024 → 04/2025
    Unemployed
    San Francisco, CA
Previous Registrations
Other Businesses

The Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-17
  • S65 Uniform Investment Adviser Law Examination
    2014-11-17
Other Names
  • Khirstine Ann Lumban
  • Khirstine Lumban Lesser
  • Khirstine Ann Lesser
  • Khirstine Lumban

View on SEC IAPD

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