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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-08 |
Branch Locations
50 California Street, Suite 3050, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | San Mateo | CA | 10/2014 | 02/2018 |
| Pensionmark Financial Group, Llc | Santa Barbara | CA | 07/2018 | 09/2023 |
| Newfront Retirement Services, Inc. | San Francisco | CA | 09/2023 | 09/2024 |
| Abd Insurance And Financial Services, Inc. | San Mateo | CA | 09/2023 | 09/2024 |
| Sequoia Consulting Group | San Mateo | CA | 01/2018 | 09/2023 |
| Mma Securities Llc | San Francisco | CA | 04/2025 | Present |
| Marsh Mclennan Agency | San Francisco | CA | 04/2025 | Present |
| Unemployed | San Francisco | CA | 09/2024 | 04/2025 |
The Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-17 |
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