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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
AZ RA APPROVED 2026-01-06
  • NY RA
    APPROVED
    Since 2026-08-10
  • AZ RA
    APPROVED
    Since 2026-01-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Saugerties, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc., (8206) Riverside CA 11/2014 01/2017
Transamerica Retirement Solutions Moreno Valley CA 01/2017 05/2019
Transamerica Investors Securities Corporation Moreno Valley CA 01/2017 05/2019
Usaa Financial Advisors Inc Phoenix AZ 01/2020 06/2020
Usaa Investment Services Company Phoenix AZ 01/2020 11/2020
Millennium Phoenix AZ 01/2020 06/2021
Unemployed Phoenix AZ 05/2019 12/2019
Postmates San Francisco CA 04/2020 06/2021
Robinhood Financial, Llc Tempe AZ 06/2021 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Primerica Financial Services Goodyear AZ 04/2024 08/2025
Pfs Investments Inc. Goodyear AZ 05/2024 08/2025
Unemployed Phoenix AZ 08/2022 11/2022
Enterprise Holdings Phoenix AZ 11/2022 03/2023
Enterprise Car Sales Phoenix AZ 03/2023 09/2024
Empower Financial Services, Inc Greenwood Village CO 08/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 12/2025 Present
  • 11/2014 → 01/2017
    Scottrade, Inc., (8206)
    Riverside, CA
  • 01/2017 → 05/2019
    Transamerica Retirement Solutions
    Moreno Valley, CA
  • 01/2017 → 05/2019
    Transamerica Investors Securities Corporation
    Moreno Valley, CA
  • 01/2020 → 06/2020
    Usaa Financial Advisors Inc
    Phoenix, AZ
  • 01/2020 → 11/2020
    Phoenix, AZ
  • 01/2020 → 06/2021
    Millennium
    Phoenix, AZ
  • 05/2019 → 12/2019
    Unemployed
    Phoenix, AZ
  • 04/2020 → 06/2021
    Postmates
    San Francisco, CA
  • 06/2021 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 04/2024 → 08/2025
    Primerica Financial Services
    Goodyear, AZ
  • 05/2024 → 08/2025
    Pfs Investments Inc.
    Goodyear, AZ
  • 08/2022 → 11/2022
    Unemployed
    Phoenix, AZ
  • 11/2022 → 03/2023
    Enterprise Holdings
    Phoenix, AZ
  • 03/2023 → 09/2024
    Enterprise Car Sales
    Phoenix, AZ
  • 08/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2025 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

The Soap Alchemist, Not investment related, AZ 85037, Owner, 01/2024 to Present. 12 hours committed per month (0 hours during securities trading hours). Total Benefit Communications, Not investment related, Phoenix, AZ 85037, Bilingual Employee Benefits Educator (1099), 03/2025 to Present, 5 hours committed per month (7 hours during securities trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
S63 Uniform Securities Agent State Law Examination 2014-11-11
  • S66 Uniform Combined State Law Examination
    2025-12-12
  • S63 Uniform Securities Agent State Law Examination
    2014-11-11

View on SEC IAPD

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