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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-10 |
| AZ | RA | APPROVED | 2026-01-06 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Saugerties, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc., (8206) | Riverside | CA | 11/2014 | 01/2017 |
| Transamerica Retirement Solutions | Moreno Valley | CA | 01/2017 | 05/2019 |
| Transamerica Investors Securities Corporation | Moreno Valley | CA | 01/2017 | 05/2019 |
| Usaa Financial Advisors Inc | Phoenix | AZ | 01/2020 | 06/2020 |
| Usaa Investment Services Company | Phoenix | AZ | 01/2020 | 11/2020 |
| Millennium | Phoenix | AZ | 01/2020 | 06/2021 |
| Unemployed | Phoenix | AZ | 05/2019 | 12/2019 |
| Postmates | San Francisco | CA | 04/2020 | 06/2021 |
| Robinhood Financial, Llc | Tempe | AZ | 06/2021 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Primerica Financial Services | Goodyear | AZ | 04/2024 | 08/2025 |
| Pfs Investments Inc. | Goodyear | AZ | 05/2024 | 08/2025 |
| Unemployed | Phoenix | AZ | 08/2022 | 11/2022 |
| Enterprise Holdings | Phoenix | AZ | 11/2022 | 03/2023 |
| Enterprise Car Sales | Phoenix | AZ | 03/2023 | 09/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2025 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 12/2025 | Present |
The Soap Alchemist, Not investment related, AZ 85037, Owner, 01/2024 to Present. 12 hours committed per month (0 hours during securities trading hours). Total Benefit Communications, Not investment related, Phoenix, AZ 85037, Bilingual Employee Benefits Educator (1099), 03/2025 to Present, 5 hours committed per month (7 hours during securities trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-11 |
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