Tracy Lynn Theemes

Current Employers

Employment History

• 01/2009 → Present
  Raymond James Ltd.
  Vancouver, Bc
• 06/2022 → Present
  Raymond James (Usa) Ltd.
  Vancouver, Bc

Previous Registrations

• 2000-12-15 → 2005-09-19
  Citigroup Global Markets Inc.
  Olympia, WA

Other Businesses

1. RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. Tracy Theemes IS LOCATED AT 3762 10th Avenue West, Vancouver BC, V6R 2G4 Canada AND HAS BEEN EMPLOYED SINCE January 19, 2009. SHE IS A FULL TIME AGENT AND HER TITLE WITH RJL IS "Investment ADVISOR". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES. 2. RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. Tracy Theemes IS LOCATED AT 3762 10th Avenue West, Vancouver BC, V6R 2G4 Canada AND HAS BEEN LICENSED WITH RJFP SINCE January 2009. SHE IS A FULL-TIME AGENT. SHE DEVOTES 1 hour A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES. 3. www.sophiawealthacademy.com is investment-related and is located at 3762 10th Avenue West, Vancouver BC, V6R 2G4 Canada. The business is an online education platform and I oversee education offerings.The start date of the business was February 2, 2013. I devote 1 hour a month to this other business during business and trading hours. 4. www.tracytheemes.com is investment-related and is located at 3762 10th Avenue West, Vancouver BC, V6R 2G4 Canada. The business is an online digital platform providing financial education and information and I oversee the website and its content.The start date of the business was February 6, 2014. I devote 1 hour a month to this other business during business and trading hours. 5. BC CPA Association is not investment-related and is located at 800-555 West Hastings Street, Vancouver BC, Canada. I am a speaker for educational classes and a workshop facilitator, and I present financial education.The start date of the business was July 20, 2017. I devote 1 hour a month to this other business during business and trading hours. 6. The Financially Empowered Woman is a book I wrote is not investment-related. I am the author of this book.The start date of the business was April 30, 2013. I previously wrote this book so I no longer devote time to this other business during business and trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-20
• S63 Uniform Securities Agent State Law Examination
  2000-06-20