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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-08
TX RA APPROVED_RES 2020-06-05
  • FL RA
    APPROVED
    Since 2020-06-08
  • TX RA
    APPROVED_RES
    Since 2020-06-05

Branch Locations

3250 Mary Street Ste 206, 2Nd Fl, Miami, FL 33133 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 01/2012 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 06/2020
Wells Fargo Advisors Financial Network, Llc Miami FL 06/2020 Present
Previous Registrations
Other Businesses

BARBGR, LLC; INVESTMENT RELATED; MIAMI,FL; 31% OWNERSHIP; START DATE 06/08/2020; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 10; OWNER OF FINET PRACTICE. BMANINVESTMENTS, LLC; INVESTMENT RELATED; MIAMI,FL; 100% OWNERSHIP; START DATE 03/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASS THROUGH FOR FINET PRACTICE. BARBGR 401K PROFIT SHARING PSP; CASH BALANCE PLAN DBP, 401K FBO SELF & ASSOCIATES; INV. RELATED; MIAMI, FL; CO-TRUSTEE; FINET PRACTICE 401K; START DATE 12/2020 & 3/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-30
  • S66 Uniform Combined State Law Examination
    2012-08-30

View on SEC IAPD

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