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Robert William Vaught

Cetera Investment Advisers LLC

Springfield, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-15
TN RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2019-04-15
  • TN RA
    APPROVED
    Since 2014-01-21

Branch Locations

3572 Tom Austin Highway, Springfield, TN 37172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Franklin TN 10/2013 Present
Cetera Investment Services Llc St.CLoud MN 11/2013 Present
Cetera Investment Advisers Llc Brentwood TN 01/2014 Present
  • 10/2013 → Present
    Regions Bank
    Franklin, TN
  • 11/2013 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Brentwood, TN
Previous Registrations
  • 2012-06-11 → 2013-09-30
    Edward Jones
    St Louis, MO
    Nashville, TN
    Brentwood, TN
Other Businesses

1.) Spouse is 2% owner of Wallis Management, a general partnership farm and family business in Indiana 2.) RENTAL PROPERTY, 100% OWNER, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-12
  • S66 Uniform Combined State Law Examination
    2012-04-12
Other Names
  • Robert Vaught

View on SEC IAPD

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Other Investors

Joseph Anderson Tucker
Garrett Jake Anderson
JAMIE ESTES SINGLETON
Charles R Rogers
Terry Wayne Jones
Matthew Gallowitz
Heather Brandi Tremaine
Aaron Slate

Other Offices

EDWARD JONES · SPRINGFIELD, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SPRINGFIELD, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Springfield, TN
EDWARD JONES · SPRINGFIELD, TN
EDWARD JONES · SPRINGFIELD, TN
EDWARD JONES · SPRINGFIELD, TN
EDWARD JONES · Greenbrier, TN
HORNOR, TOWNSEND & KENT, LLC · PLEASANT VIEW, TN

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