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101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-08-04 |
| NJ | RA | APPROVED | 2025-11-28 |
Branch Locations
101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
St. Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Pennington | NJ | 04/2014 | 10/2019 |
| Fisher Investments | Plano | TX | 10/2019 | 04/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2024 | 11/2025 |
| Unemployed | Neptune | NJ | 04/2024 | 07/2024 |
| Zacks Investment Management | Chicago | IL | 11/2025 | Present |
| Lbmz Securities, Inc. | Chicago | IL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-24 |
| S66 | Uniform Combined State Law Examination | 2014-01-15 |
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