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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

6445 Nicollet Ave, Richfield, MN 55423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury MN 02/2012 11/2016
Wells Fargo Bank, N.A. Woodbury MN 07/2010 Present
Macy'S Maplewood MN 01/2008 Present
Wells Fargo Clearing Services, Llc Woodbury MN 11/2016 Present
  • 02/2012 → 11/2016
    Wells Fargo Advisors Llc
    Woodbury, MN
  • 07/2010 → Present
    Wells Fargo Bank, N.A.
    Woodbury, MN
  • 01/2008 → Present
    Macy'S
    Maplewood, MN
  • 11/2016 → Present
    Woodbury, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-08
S63 Uniform Securities Agent State Law Examination 2012-03-13
  • S66 Uniform Combined State Law Examination
    2021-02-08
  • S63 Uniform Securities Agent State Law Examination
    2012-03-13
Other Names
  • Amy Catherine Mcallister

View on SEC IAPD

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