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Denielle Palting

LPl Financial LLC

Tucson, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
  • TX RA
    APPROVED_RES
    Since 2021-01-21

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Tucson AZ 03/2012 Present
  • 03/2012 → Present
    Lpl Financial
    Tucson, AZ
Other Businesses

1. 02/25/2016 - NO BUSINESS NAME - NOT INV REL - Author - START 02/19/2016 - 20 HOURS PER MONTH. 2. 9/13/2018 - Weigand Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/16/2012 - 160 Hours Per Month/9 Hours During Securities Trading. 3. 07/28/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Business Owner - Start Date - 08/01/2022 - 10 Hours Per Month/0 Hours During Securities Trading 4. 3/1/2023 - Denielle Palting, PLLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-07
  • S66 Uniform Combined State Law Examination
    2012-06-07
Other Names
  • Denielle Weigand

View on SEC IAPD

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