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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-04-16 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. TO SERVE AS A TRUSTEE ON THE BOARD OF DIRECTORS FOR THE PLATO PLACE LIMITED PARTNERSHIP, A FAMILY LIMITED PARTNERSHIP. 2. 1400 Elgin LLC; Investment related Yes; LLC; Agent (proprietor, partner, officer, director, employee, trustee, agent); Feb 2012; During business hours: 0; After business hours: 1-2; Receive correspondence at home. 3. Trust; Investment related; City, State; Oak Brook, IL; Trustee (proprietor, partner, officer, director, employee, trustee, agent); Sep 2004; During business hours: 1; After business hours: 1. *376444 - Mix It Up Estate Sales; Not Investment related; Estate Sales; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019; During business hours: 0; After business hours: 6; Assisting in displaying and selling household goods. *483113- Trust; Investment related Yes; Oak Brook, Illinois; Trust; Trustee/C0-Trustee; 03/2022; During business hours: 0; After business hours: 5; *529402- Marco 801 LLC; Investment related-Yes; Marco Island, Florida; Real Estate; Other:Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-28 |
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