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Kevin W Paquet

Wells Fargo Clearing Services, LLC

Los Angeles, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-07
TX RA APPROVED 2017-06-07
  • CA RA
    APPROVED
    Since 2017-06-07
  • TX RA
    APPROVED
    Since 2017-06-07

Branch Locations

333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States

5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 01/2012 06/2017
Jpmorgan Chase Bank Na Los Angeles CA 01/2012 06/2017
Wells Fargo Clearing Services, Llc Los Angeles CA 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-04
  • S66 Uniform Combined State Law Examination
    2012-04-04

View on SEC IAPD

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