Aaron Daniel Schmanski

Hilltop Securities Inc.

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Current Employers

Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2021-12-01
IL	RA	APPROVED	2021-11-29
MI	RA	APPROVED	2021-11-19
MO	RA	APPROVED	2021-11-17
WI	RA	APPROVED	2021-11-17

NV RA
APPROVED

Since 2021-12-01
IL RA
APPROVED

Since 2021-11-29
MI RA
APPROVED

Since 2021-11-19
MO RA
APPROVED

Since 2021-11-17
WI RA
APPROVED

Since 2021-11-17

Branch Locations

Grafton, WI • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northland Securities, Inc	Minneapolis	MN	05/2015	11/2016
Piper Jaffray & Co.	Milwaukee	WI	11/2016	10/2018
First Business Bank	Madison	WI	10/2018	08/2021
Lpl Financial, Llc	Madison	WI	06/2020	08/2021
Unemployed	Madison	WI	08/2021	11/2021
Hilltop Securities	Dallas	TX	11/2021	Present

05/2015 → 11/2016

Northland Securities, Inc

Minneapolis, MN
11/2016 → 10/2018

Piper Jaffray & Co.

Milwaukee, WI
10/2018 → 08/2021

First Business Bank

Madison, WI
06/2020 → 08/2021

Lpl Financial, Llc

Madison, WI
08/2021 → 11/2021

Unemployed

Madison, WI
11/2021 → Present

Hilltop Securities

Dallas, TX

Previous Registrations

2020-06-19 → 2021-08-26

Lpl Financial Llc

Madison, WI
2017-03-02 → 2018-10-17

Piper Sandler & Co.

Milwaukee, WI
2015-05-26 → 2016-11-30

Northland Securities, Inc.

Milwaukee, WI

Minneapolis, MN
2011-10-21 → 2015-05-18

Bok Financial Securities, Inc.

Milwaukee, WI

Menomonee Falls, WI
2010-10-20 → 2011-10-17

Intl Advisory Consultants Inc.

Milwaukee, WI
2009-08-12 → 2009-08-12

Intl Advisory Consultants Inc.

Birmingham, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-27

S66 Uniform Combined State Law Examination

2000-09-27

Other Names

Aaron D Schmanski

View on SEC IAPD

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