Billie Carl Cook

Current Employers

Employment History

• 10/2023 → Present
  Financial Focus Llc
  Carlsbad, CA
• 10/2023 → Present
  Billie Cook, Sole Proprietor
  Carlsbad, CA
• 08/2020 → Present
  Cook Wealth Management
  Carlsbad, CA
• 02/2020 → 10/2023
  Terramar Wealth
  Carlsbad, CA
• 08/2015 → 10/2023
  Sagepoint Financial Group
  Carlsbad, CA
• 11/2021 → Present
  Santa Fe Christian Academy
  Solera, CA
• 10/2023 → 06/2024
  Securities America, Inc.
  Carlsbad, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Carlsbad, CA

Previous Registrations

• 2023-09-01 → 2023-11-02
  Osaic Wealth, Inc.
  Carlsbad, CA
• 2015-08-06 → 2023-09-01
  Osaic Services, Inc.
  Carlsbad, CA
• 2014-09-04 → 2015-08-07
  Northwestern Mutual Investment Services, Llc
  San Diego, CA

Other Businesses

1) Osaic Wealth, Inc.; Broker Dealer; Registered Representative; 06/2024; 10/MO; 10/MO 2) Billie Cook, sole proprietor; Yes; INSURANCE SALES POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2023 ADDRESS: 1917 Palomar Oaks Way, #130, Carlsbad CA92008 DESCRIPTION: Provide insurance for clients as part of their financial plan. Typically, this includes term insurance and long-term care, and/or disability insurance, depending on the age of the client. Very rarely for estate planning, putting in place permanent or UL products to help mitigate estate taxes. 3) FINANCIAL FOCUS LLC POSITION: Financial Advisor NATURE: Investment advisory business through Financial Focus LLC RIAINVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 11/01/2023 ADDRESS: 1917 Palomar Oaks Rd, #130, Carlsbad CA 92008DESCRIPTION: Advisory business held with Financial Focus LLC RIA custodian through Charles Schwab 4) CROSSINGS AT CARLSBAD GOLF CLUB POSITION: Board member - Rules/Handicap committee NATURE: Non- Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 5800 the crossings Dr, Carlsbad CA 92008, United States DESCRIPTION: Meet monthly with other fellow board members. Interpret any rules/handicap discrepancies. Enforce Handicap/rules adopted by the club for weekly golf tournaments 5) BILLIE AND SARAH COOK POSITION: Owner NATURE: Real Estate Rental Property (short term rental) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2025 ADDRESS: 1310 NW Hartford Ave, Bend OR 97703, United States DESCRIPTION: Manage rental, communicate with guests, coordinate repairs/cleaning of property

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-02
• S63 Uniform Securities Agent State Law Examination
  2013-08-13

Designations