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Pittsford, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Rochester | NY | 11/2015 | 05/2018 |
| Sagepoint Financial, Inc. | Rochester | NY | 05/2018 | 10/2018 |
| Lpl Financial, Llc | Rochester | NY | 10/2018 | 09/2019 |
| Capitol Securities Management, Inc. | Rochester | NY | 11/2019 | 11/2020 |
| Ubs Financial Services, Inc. | Rochester | NY | 11/2020 | 04/2025 |
| Unemployed | Rochester | NY | 09/2019 | 11/2019 |
| Beau Morgan Advisors | Rochester | NY | 04/2025 | Present |
"Name of Business: Beau Ventures, LLC Investment-related: NO Address: 63 Kitty Hawk Drive, Pittsford, NY 14534 " "Name of Business: Junior Achievement of Central Upstate NY Investment-related: Address: 1 South Washington Street Suite 110 Rochester, NY 14614 Nature of the other business: Volunteering for non-profit Junior Achievement teaching their curriculum to k-12 students Position, title, or relationship with the other business: Class educator, volunteer Start date: 1/11/2020 Approx. # of hours/month you devote to the other business: 6 Approx. #of hours/month you devote to the other business during securities trading hours: 6 Describe your duties relating to the other business: teach k-12 personal finance "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-04 |
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