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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-04-01 |
| SC | RA | APPROVED | 2024-03-05 |
Branch Locations
1260 Nexton Parkway, Summerville, SC 29486 • United States
130 North Creek Drive, Summerville, SC 29486 • United States
1306 N Main St, Summerville, SC 29483 • United States
844 Savannah Hwy, Charleston, SC 29407 • United States
510 Pooler Pkwy, Pooler, GA 31322 • United States
710 Coleman Blvd, Mount Pleasant, SC 29464 • United States
1301 Folly Road, Charleston, SC 29412 • United States
1080 Morrison Drive, Suite 101, Charleston, SC 29403 • United States
351A Robert Smalls Parkway, Beaufort, SC 29906 • United States
8807 Dorchester Road, North Charleston, SC 29420 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Llc | Baltimore | MD | 06/2015 | 05/2017 |
| Navy Federal Financial Group, Llc | Charleston | SC | 10/2017 | Present |
| Navy Federal Investment Services, Llc | Charleston | SC | 10/2017 | Present |
| Unemployed | Charleston | SC | 06/2017 | 10/2017 |
Costa Buxton, LLC - 3501 Hartnett Blvd Isle of Palms, SC 29451 - real estate manager - Co-owner - 20 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-31 |
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