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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-05 |
| FL | RA | APPROVED | 2017-08-31 |
| OH | RA | APPROVED | 2014-09-17 |
Branch Locations
200 Public Square Ste 1650, Cleveland, OH 44114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Cleveland | OH | 01/2014 | Present |
Name: Nana's Tribe Foundation; Not investment-related; Address: 9305 Fraser Ln, Chesterland, OH 44026; Nature: Charitable; Role: Board Member/ Treasurer; Start Date: 11/27/2017; Appx hrs: Monthly meetings - 1x a month 2 hrs; Hrs during trading: 0; Duties: I am the acting treasurer but there are no funds involved at this time. I will be working with the board to organize the events and also to help with the budgeting of the foundation. Name/Address Rotary Club of Cleveland 1122 Prospect Ave E Cleveland OH 44115 Nature: Charitable, Not investment related Role: Treasurer Start: 7/6/18 Hours per Month: 4, none during market Duties: Helping with the budget and co signing on the checks for the club with the administrator of Club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-07 |
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