Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-17
TX RA APPROVED 2023-04-17
  • NY RA
    APPROVED
    Since 2023-04-17
  • TX RA
    APPROVED
    Since 2023-04-17

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. North Miami FL 02/2014 11/2016
Wells Fargo Bank Na North Miami FL 08/2013 04/2018
Wells Fargo Clearing Services, Llc North Miami FL 11/2016 04/2018
Citi International Financial Services Llc Miami FL 04/2018 11/2019
Citibank Na Miami FL 04/2018 10/2019
Idb Capital Corp. Aventura FL 12/2019 05/2022
Israel Discount Bank Of New York Aventura FL 12/2019 05/2022
Idb Capital Corp. New York NY 12/2019 03/2023
Israel Discount Bank Of New York New York NY 05/2022 03/2023
J.P. Morgan Securities Llc New York NY 03/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 03/2023 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    North Miami, FL
  • 08/2013 → 04/2018
    Wells Fargo Bank Na
    North Miami, FL
  • 11/2016 → 04/2018
    Wells Fargo Clearing Services, Llc
    North Miami, FL
  • 04/2018 → 11/2019
    Citi International Financial Services Llc
    Miami, FL
  • 04/2018 → 10/2019
    Citibank Na
    Miami, FL
  • 12/2019 → 05/2022
    Idb Capital Corp.
    Aventura, FL
  • 12/2019 → 05/2022
    Israel Discount Bank Of New York
    Aventura, FL
  • 12/2019 → 03/2023
    Idb Capital Corp.
    New York, NY
  • 05/2022 → 03/2023
    Israel Discount Bank Of New York
    New York, NY
  • 03/2023 → Present
    New York, NY
  • 03/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Other Businesses

Effective 3/20/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Effective 04/14/2022 part owner on an rental property located in Miami FL not investment related with 1 hour a month located to the business 0 hours during securities trading hours. In charge of collecting rent.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-06-11
  • S63 Uniform Securities Agent State Law Examination
    2014-06-11
Other Names
  • Adrian A Caldera
  • Adrian Arturo Caldera
  • Adrian Arturo Caldera Abello

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor